Capri Asset Management Pty Ltd is the holder of Australian Financial Services Licence (AFSL No. 562011) and provides the regulatory and compliance framework for a select group of authorised financial services businesses. Our primary role is to uphold the highest standards of governance, ethics, and legal compliance in accordance with ASIC regulations. We do not offer financial services or advice directly to the public. Instead, financial advice and client-facing services are delivered by our corporate authorised representatives, including Main Investment Services Pty Ltd, YT Capital Group Pty Ltd and Capri Financial Services Pty Ltd. Each representative operates independently under Capri’s licensing and oversight, ensuring clients receive trusted service within a fully compliant structure. As a licensee, Capri Asset Management is responsible for the supervision and ongoing compliance monitoring of its representatives, and is committed to fostering a transparent and professionally accountable financial services network.

The following Financial Services Guides (FSGs) provide important regulatory information about the services offered by our Corporate Authorised Representatives under Capri Asset Management’s AFSL (No. 562011).

At Capri Asset Management Pty Ltd, we are committed to protecting your privacy. We collect personal information only where necessary to deliver our services or to respond to your enquiries. This may include your name, contact information, and any information relevant to your request or engagement with us. We do not share your personal information with third parties unless required by law or where necessary to deliver services on your behalf (e.g., secure client portals, administrative support). All personal data is stored securely and handled in accordance with the Australian Privacy Principles under the Privacy Act 1988 (Cth). For further details or to request access to your personal information, please contact us at info@capriassetmgmt.com.au.